Integrating eComms and trade surveillance
Published July 2024
The digital revolution has dramatically transformed communication across all sectors, including financial services. This presents unique challenges, with bad actors able to exploit surveillance blindspots to gain an unfair advantage.
In recent years, regulators have routinely found recordkeeping violations, ranging from inadequates systems and controls to entirely unmonitored "off-channel" applications. This has highlighted the need for a more holistic approach to eComms surveillance.
This eBook explores the potential of performing eComms and trade surveillance in tandem, the challenges of building these tools in-house, and the potential that lies within specialised, integrated technology solutions.